Rule 31.5.Notice of Intention of Defense to Raise Issue of Insanity, Mental Illness, or Intellectual Disability at the Time of the Act
Rule 31. MOTIONS, DEMURRERS, SPECIAL PLEAS, AND SIMILAR ITEMS IN CRIMINAL MATTERS · Last amended 2017 · Last verified July 17, 2026
Full Text of Rule 31.5
Plain-English Summary
Rule 31.5 addresses a different question than the competency evaluation covered in Rule 31.4: not whether the defendant can currently stand trial, but whether the defendant was insane, mentally ill, or intellectually disabled at the time of the alleged act itself. If the defense intends to raise that issue at trial through expert or non-expert evidence, it must say so in advance, in a written pleading titled “Notice of Intent of Defense to Raise Issue of Insanity, Mental Illness, or Intellectual Disability,” filed and served on the prosecuting attorney under Rule 31.1’s deadline. Once that notice is filed, the judge confers with both the prosecuting attorney and defense counsel to decide whether the issue calls for a further mental examination or a non-jury hearing.
On the defense’s motion, the judge may order the Department of Behavioral Health and Developmental Disabilities to evaluate the defendant’s degree of criminal responsibility or insanity at the time of the act, coordinating the time and place with the county sheriff. The order goes to the Department along with the indictment, accusation, or specification of charges, the police arrest report where available, a copy of the defendant’s notice, a summary of any known or alleged prior mental health treatment or hospitalization, and any other background material the court has. The Department reports back to the judge and to defense counsel, and when the notice is filed, defense counsel must send a copy of that report to the prosecuting attorney and certify in writing, attached to the notice, that it was sent.
Rule 31.5 backs the notice requirement with a real consequence: except for good cause shown, the defense cannot raise insanity at trial on the merits without having filed and served the notice ahead of time. The rule attaches a specimen order for the evaluation, framing the question the Department must answer as whether the defendant could distinguish right from wrong in relation to the alleged act, or whether a delusional compulsion overmastered the defendant’s will to resist committing it.
Frequently Asked Questions
What must the defense file before raising insanity, mental illness, or intellectual disability as it existed at the time of the alleged act?
A written “Notice of Intent of Defense to Raise Issue of Insanity, Mental Illness, or Intellectual Disability,” filed and served on the prosecuting attorney in accordance with Rule 31.1.
How does Rule 31.5’s notice differ from the competency evaluation process in Rule 31.4?
Rule 31.4 addresses whether the defendant can presently understand and participate in the proceedings, while Rule 31.5 addresses whether the defendant was insane, mentally ill, or intellectually disabled at the time of the alleged act — a separate question. Both evaluations are ordered on motion; what sets Rule 31.5 apart is that the defense must also file and serve a written Notice of Intent before it may raise the underlying insanity issue at trial.
What happens once the defense files the Notice of Intent?
The judge determines from the prosecuting attorney and defense attorney whether the issue requires any further mental examination of the accused or any further non-jury hearing relative to the issue.
What must be forwarded to the Department of Behavioral Health and Developmental Disabilities when the judge orders an evaluation under Rule 31.5?
A copy of the order, the indictment, accusation, or specification of charges, the police arrest report where available, a copy of the defendant’s notice, a summary of any known or alleged prior mental health treatment or hospitalization, and any other background information available to the court.
Can the defense raise insanity at trial without having filed the notice?
Except for good cause shown, the issue of insanity may not be raised in the trial on the merits unless notice has been filed and served ahead of trial as the rule requires.
Amendment History
Amended effective October 9, 1997; November 10, 2005; July 13, 2017.