Rule 4.Persons Subject to Jurisdiction; Process; Service
Group II: Commencement of Action; Service of Process, Pleadings, Motions, and Orders · Last amended March 1, 2024 · Last verified July 15, 2026
Full Text of Rule 4
Explanatory Note
Rule 4 was amended, effective 1971; January 1, 1976; January 1, 1977; January 1, 1979; September 1, 1983; March 1, 1986; March 1, 1990; March 1, 1996; March 1, 1998; March 1, 1999; March 1, 2004; March 1, 2007; August 1, 2009; March 1, 2011; March 1, 2013; March 1, 2021; March 1, 2024. The explanatory note was amended, effective March 1, 2014.
Rule 4 governs civil jurisdiction and service of process. In contrast, Rule 5 applies to service of papers other than process.
Rule 4 was amended, effective March 1, 1999, to allow delivery via a third-party commercial carrier as an alternative to the Postal Service. The requirement for a "third-party" is consistent with the rule's requirement for personal service by a person not a party to nor interested in the action. The requirement for a "commercial carrier" means it must be the regular business of the carrier to make deliveries for profit. A law firm may not act as its own commercial carrier service for service of process. Finally, the phrase "commercial carrier" is not intended to include or authorize electronic delivery. Service via e-mail or facsimile transmission is not permitted by Rule 4.
Originally, Rule 4 concerned process, with no mention of jurisdiction. In 1971, what are now subdivisions (a) [Definition of Person] and (b) [Jurisdiction over Person] were added. They were taken from the Uniform Interstate and International Procedure Act. Many changes were also made to subdivision (d) [previously (c)] concerning personal service, several of which were taken from that Act.
Subdivision (c) was amended, effective March 1, 1998, to provide a defendant with the means to compel the plaintiff to file the action.
Paragraph (c)(2) was amended, effective March 1, 2007, to require the complaint to be served with the summons under most circumstances.
Paragraph (c)(3) on making a demand to file the complaint was transferred to Rule 5, effective March 1, 2013.
Subdivision (d) was amended, effective March 1, 1998, to allow personal service by delivering a copy of the summons to an individual's spouse. The time of service for an item served by mail or third-party commercial carrier under subdivision (d) is the time the item is delivered to or refused by the recipient. Refusal of delivery is tantamount to receipt of the mail or delivery for purposes of service. On the other hand, if the mail or delivery is unclaimed, no service is made. Subdivision (l) was added in 1983, effective September 1, 1983, to make it clear that refusal of delivery by the addressee constitutes delivery.
Paragraph (d)(4) was deleted and subdivision (m) was added, effective March 1, 2004, to clarify that, when a statute requires service and no method of service is specified, service must be made under this rule. Statutes governing special procedures often conflict with these rules. As an example, N.D.C.C. 32-19-32 concerning the time period for mailing the summons and complaint after publication in a mortgage foreclosure conflicts with Rule 4(e)(4).
Paragraph (e)(4) was amended, effective March 1, 2011, to increase the time to deposit a copy of the summons and complaint with a post office or third-party commercial carrier from 10 to 14 days after the first publication of the summons.
Paragraph (e)(4) was amended, effective March 1, 2024, to clarify the procedure for sending a copy of the summons and complaint to the defendant by mail or third-party commercial carrier when service is made by publication.
A new subdivision (f) was added, effective March 1, 1996, to provide procedures for service upon a person in a foreign country. The new procedures follow Rule 26(f), Fed.R.Civ.P.
Subdivision (i) was amended, effective March 1, 2024, to clarify the proof of service requirements when service is made by publication.
Rule 4 was amended, effective March 1, 2011, in response to the December 1, 2007, revision of the Federal Rules of Civil Procedure. The language and organization of the rule were changed to make the rule more easily understood and to make style and terminology consistent throughout the rules.
Rule 4 was amended, effective March 1, 2021, to delete the term "affidavit" and replace it with "declaration." This amendment was made in response to N.D.C.C. ch. 31-15, which allows anyone to make an unsworn declaration that has the same effect as a sworn declaration, such as an affidavit. N.D.C.C. § 31-15-05 provides the required form for an unsworn declaration.
Service of process under statutory methods is allowed in some circumstances. Examples of service statutes include: N.D.C.C. § 10-01.1-13 (service of process on foreign and dissolved business entities); N.D.C.C. § 26.1-11-10 (service on a foreign insurance company); N.D.C.C. § 28-04.1-02 (service on a person agreeing by contract to be sued in North Dakota); N.D.C.C. ch. 28-06.2 (service on the United States); N.D.C.C. § 39-01-11 (service on non-resident motorist); N.D.C.C. § 43-07-19 (service on non-resident contractors doing public work); N.D.C.C. § 52-04-12 (service on non-resident employers in unemployment compensation actions); N.D.C.C. § 53-05-04 (service of process in actions related to amusements).
Plain-English Summary
Rule 4 does two jobs the federal rules split apart: it defines when a North Dakota court can exercise personal jurisdiction over someone, and it spells out how to serve that person with process. Subdivision (a) gives “person” a broad definition — individuals, fiduciaries, joint parties, partnerships, associations, corporations, and any other legal or commercial entity. Subdivision (b) then sets the jurisdictional reach: a court can exercise jurisdiction over anyone found, domiciled, organized, or maintaining a principal place of business in the state for any claim, and over anyone with the kinds of contacts listed in Rule 4(b)(2) — transacting business, supplying goods or services, committing a tort with in-state effects, holding an interest in in-state property, insuring an in-state risk, serving as an officer of an in-state corporation, or engaging in other in-state activity — but only for claims arising from those specific contacts. The court can also stay or dismiss an action in the interest of substantial justice if another forum is more appropriate.
Subdivision (c) lists what the summons itself must say — the court's venue, the parties' names, a direction to the defendant, the time to appear and defend, a warning that default judgment can follow a failure to appear, and the plaintiff's or attorney's signature and address — and generally requires the complaint to be served along with it. Subdivision (d) then works through personal service in detail: how to serve an individual 14 or older (personal delivery, leaving a copy at the residence with a suitable person, delivery to a cohabiting spouse, delivery to an authorized agent, or signature-required mail or commercial delivery), how to serve a younger child or an adjudicated incompetent person through a guardian, and how to serve a corporation, partnership, association, municipality, or the State of North Dakota itself. If service reaches someone not expressly authorized to accept it on a defendant's behalf, the rule requires a signature-required follow-up mailing to the defendant within ten days.
Subdivision (e) covers service by publication — allowed only in specific situations such as long-arm jurisdiction claims, actions concerning in-state real or personal property, mortgage foreclosures, attachment or garnishment actions, and certain divorce, parenting, or property proceedings — and requires publishing the summons three times over three successive weeks, along with a follow-up mailing to the defendant's last known address within 14 days of the first publication. A defendant served only by publication who never had actual notice keeps real, if time-limited, options: the right to appear and defend before judgment on application and a sufficient showing of cause, and — outside divorce cases — up to three years after judgment to reopen the case on a showing of a meritorious defense and no actual notice, though a good-faith purchaser's title to property sold under the judgment stays protected. Subdivision (f) sets out parallel methods for serving someone in a foreign country, including Hague Convention channels.
The remaining subdivisions round out the mechanics: service by publication or service outside the state is complete fifteen days after it happens; proof of service must state the date, time, place, and manner of service; and refusing to accept a signature-required mailing counts as delivery, with service complete on the date of the refusal. The official explanatory note draws a line the rule text does not spell out directly: a “commercial carrier” under Rule 4 means a real delivery business, not a law firm acting as its own courier, and it does not include email or fax — Rule 4 does not permit serving a summons and complaint electronically.
Frequently Asked Questions
Can I serve a summons and complaint on someone by email or fax in North Dakota?
No. The official explanatory note makes clear that a “commercial carrier” under Rule 4 does not include electronic delivery, and service by email or facsimile transmission is not permitted under this rule.
What must a North Dakota summons include?
Rule 4(c)(1) requires the summons to specify the court's venue, name the parties, be directed to the defendant, state the time to appear and defend, warn that default judgment can follow a failure to appear, and be dated and signed by the plaintiff or the plaintiff's attorney with a post office address.
When is service by publication allowed, and how does it work?
Rule 4(e)(1) limits publication to specific situations, such as claims based on long-arm jurisdiction, actions involving in-state property, mortgage foreclosures, and certain attachment, divorce, or parenting proceedings. Where allowed, the summons must be published three times over three successive weeks, and a copy must also be mailed to the defendant's last reasonably ascertainable address within 14 days of the first publication.
What can a defendant do if served only by publication and they never learned of the suit?
Rule 4(e)(7) allows that defendant to appear and defend at any time before judgment on a sufficient showing, and — outside divorce actions — to reopen the case up to three years after judgment by showing a meritorious defense and no actual notice or knowledge of the action in time to respond. A good-faith purchaser's title to property sold under the judgment is still protected even if the defense succeeds.
What happens if someone refuses to accept a certified mailing meant to serve them?
Rule 4(l) treats that refusal as delivery. An official notation on the returned mail or delivery that it was refused is prima facie evidence of the refusal, and service is complete on the date the addressee refused it.